As a high net worth advisory, wealth management or DIM business, you will have a number of key areas to address:
Regulation is cited as the number one issue for advisers time and time again, and that’s why personalised, regulatory support sits at the very heart of the Signature proposition.
We will partner with you to understand your current business set up, work through your processes and identify where we believe our many years of regulatory experience and expertise can help your business.
After we have spent this initial time really getting to know you and your firm, we will build a personalised regulatory support framework to wrap around your business, calling upon the many solutions and experts within the Group to work in partnership with you. This could include:
As well as providing a bespoke framework in which to operate, we will also provide access to a wider range of core services, each personalised to your needs where required. This will include our extensive online documentation resource, highly experienced compliance and pensions technical helpdesks, regulatory bulletins and guides and the option to attend any of our many learning and development events, where we will always have a member of the Group Policy team on hand to deliver the latest regulatory update.