At SimplyBiz DFM, we support discretionary investment managers and wealth managers by providing scalable and expert commercial, regulatory, systems, operational risk and distribution support to meet our clients’ evolving business needs. Our work helps our clients to operate more effectively, with less risk, allowing them to scale and service more clients.
We understand that the demands and strains on the senior management teams of discretionary firms can be considerable. SimplyBiz DFM offers a wealth of understanding and support to simplify the complex, provide insightful advice born from real-world experience, and help alleviate the strain. We operate across the full spectrum of firms: from start-ups, to boutique and smaller investment managers, to large complex Wealth Management and DFM groups. Whether it is obtaining your first DFM authorisation, providing industry leading specialists regulatory health checks, in-depth compliance and risk reviews, helping you to improve your distribution, or providing strategic advice, our mission is to help you achieve your goals efficiently and effectively.
Our team of senior directors will work with you to understand your needs and build a bespoke solution for the individual needs of you and your business. Our team has decades of experience and demonstrable track records in helping significantly grow and improve discretionary businesses, both as board-level practitioners and external advisors. Furthermore, our services are supported by a team of industry experts, dedicated to providing you with the support you need when you need it.
Our clients have access to the very best regulatory support, extensive learning and development programme and an array of business development and proposition support, including best of breed technology.
As the leading provider of regulatory support to DFMs, we have complied a list of the top five issues we are supporting firms with today:
