As an adviser, whether you are holistic or specifically focused on providing wealth advice or services, your primary focus will be to ensure your clients’ needs are met.
Whether you are advising a client for the first time, or providing an ongoing service, you will be on hand to provide trusted and expert advice regarding their financial needs and to manage their expectations along the way.
At The SimplyBiz Group, we know this better than anyone. After all, we currently provide regulatory and business support to more advisers, wealth managers and DFMs than anyone else in the UK.
We have many years’ experience in helping firms to realise their true potential, ensuring they are able to operate within the confines of regulation and to grow and prosper year on year.
Our Signature solution brings together the best of what we do and provides a truly bespoke service designed with larger advisory and wealth management specialist in mind. A partnership with any part of the wider services under the Group provides you with the support and expertise your business deserves.
We take regulation extremely seriously - after all, it's the very foundation of our business. Since our inception back in 2002, we have continued to employ the best talent in the industry and provide the most robust support and guidance available, ensuring you are able to operate successfully and within the rules of the regulations.
Depending on your business requirements, we will tailor a support solution to meet your needs, which, for example, could include compliance audits, risk audits, pre and post-sale file reviews, a Training and Competence scheme, face-to-face support in drafting documentation and more.
By engaging our Signature solution, you would also benefit from our core regulatory service, including our documentation resource, highly experienced compliance and pensions technical helpdesks, bulletins and the option to attend one of our many events, where we will always have a member of the Group Policy team on hand to deliver the latest regulatory update.
Whatever the compliance demands facing your firm, we will work closely with you to assemble the correct services around your business.
Whilst regulation remains at the heart of business, we pride ourselves on being able to support firms with every element of the advice process, whether that's through our comprehensive learning and development event programme or by providing complementary end-to-end financial planning solutions.