Home - Signature (Simply Biz Services Limited)

Backed by the award-winning and UK’s largest support service provider, we can provide firms with an enviable array of support and experience, which we call upon to ensure the firms we work with have the very best the industry has to offer.

As a high net worth advisory, wealth management or DIM business, you will have a number of key areas to address:

Risk management & suitability of advice
Growth and succession planning
Systems and controls
Profitability
Efficiency of advice
Better client outcomes
Training, Competency and Certification
PI and financial resource

Whilst there are common areas to address, we appreciate that no two businesses are the same.

That’s why we have created Signature.

Designed to bring together the very best that SimplyBiz has to offer, and built around our understanding of your specific needs, Signature is the only truly personalised service available.

The first thing we do at Signature is listen. Only after we have spent time with you and your business, listening, understanding and asking the right questions, do we work with you to build a personalised solution to meet your specific needs.

Pooling the vast experience and array of award-winning solutions from SimplyBiz, our team will work in partnership with you, ensuring you get the service and support you need, when you need it.

If that sounds like just the solution for you, then get in touch and let’s start working together.

Regulatory support

Regulation is cited as the number one issue for advisers time and time again, and that’s why personalised, regulatory support sits at the very heart of the Signature proposition.

We will partner with you to understand your current business set up, work through your processes and identify where we believe our many years of regulatory experience and expertise can help your business.

After we have spent this initial time really getting to know you and your firm, we will build a personalised regulatory support framework to wrap around your business, calling upon the many solutions and experts within the Group to work in partnership with you. This could include:

Regular compliance and/or risk audits
Pre and post-sale file reviews
A personalised Training and Competence scheme,
Face-to-face support to help drafting documentation

As well as providing a bespoke framework in which to operate, we will also provide access to a wider range of core services, each personalised to your needs where required. This will include our extensive online documentation resource, highly experienced compliance and pensions technical helpdesks, regulatory bulletins and guides and the option to attend any of our many learning and development events, where we will always have a member of the Group Policy team on hand to deliver the latest regulatory update.

Your Business +
Our Support = Success

60 DEDICATED
COMPLIANCE
PROFESSIONALS

25 FIELD-BASED
COMPLIANCE
CONSULTANTS

8 PENSION
SPECIALISTS

20+ COMPLIANCE
HELPDESK STAFF

Regulatory services at a glance

Application service for those wanting to become directly authorised - we help more firms go directly authorised each year than anyone else
Compliance helpdesk
Financial promotions approvals

Field visits and thematic audits
Wider regulatory support such as audits, file reviews, fit and proper checks and more
Support with GABRIEL returns
Training and Competence Reviews