19 October 2020
In this FT Adviser special feature, our Group Director of Compliance Services, Mark Greenwood outlines the challenges facing DFMs in the ESG market.
21 September 2020
On the surface, the link between burgers and inflation might not seem obvious but The Economist’s Big Mac Index, first published in 1986, has become a global standard and the focus of many pricing studies.
16 September 2020
In this FT Adviser special feature, we explore capital adequacy requirements and the realities of being a DFM in a post-Brexit world.
15 September 2020
I saw a cartoon recently with a genie outlining three rules to his new master: no wishing for anyone’s death, no making people fall in love and no bringing back the dead.
8 September 2020
In the latest FT Adviser special feature, we consider the fintech requirements for DFM firms.
13 August 2020
In the latest FT Adviser special feature, we outline how DFMs can meet the FCA's governance requirements.
3 August 2020
Obtaining adequate PI insurance is integral when ensuring your firm is placed in the strongest possible position to achieve long-term success. Limited capacity, coupled with the increased risks presented in a global pandemic, has resulted in additional hurdles firms must face when looking to obtain PI cover.
23 July 2020
At Signature, we understand that running an Investment Committee (IC) can be difficult at any time, let alone in the current economic climate. Whilst ICs are usually associated with larger advice firms, and those conducting Discretionary Fund Management, the reality is that the same rules and principles apply to smaller firms, especially if they are operating pre-defined investment propositions or a fund panel.
21 July 2020
In this FT Adviser special feature on what the FCA expects from DFMs, we discuss suitability, vulnerability and some of the dangers, and necessities, of discretionary fund management.
2 July 2020
In this article, we share an in-depth analysis on the fundamentals of running an exemplary Investment Committee.
24 June 2020
Signature is a leading provider of regulatory and business support to large IFA and DIM businesses. In this article, we outline how Signature is supporting firms in their objectives to remain compliant, profitable and sustainable for the long-term.
3 June 2020
Whilst most firms will cover off suitability of advice as standard, ensuring you have a standardised process, reviewing and assessing the quality and suitability of advice on an ongoing basis and having the right controls and measures in place can be a burden.
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